Over the course of some fourteen centuries, the Ancient Rome and other peoples of Italy employed a system of nomenclature that differed from that used by other cultures of Europe and the Mediterranean Sea, consisting of a combination of given name and surname. Although conventionally referred to as the tria nomina, the combination of praenomen, nomen, and cognomen that have come to be regarded as the basic elements of the Roman name in fact represent a continuous process of development, from at least the seventh century BC to the end of the seventh century AD. The names that developed as part of this system became a defining characteristic of Roman civilization, and although the system itself vanished during the Early Middle Ages, the names themselves exerted a profound influence on the development of European naming practices, and many continue to survive in modern languages.
The most important of these names was the nomen gentilicium, or simply nomen, a hereditary surname that identified a person as a member of a distinct gens. This was preceded by the praenomen, or "forename", a personal name that served to distinguish between the different members of a family. For example, a Roman named Publius Lemonius might have sons named Publius Lemonius, Lucius Lemonius, and Gaius Lemonius. Here, Lemonius is the nomen, identifying each person in the family as a member of the gens Lemonia; Publius, Lucius, and Gaius are praenomina used to distinguish between them.
The origin of this binomial system is lost in prehistory, but it appears to have been established in Latium and Etruria by at least 650 BC. In written form, the nomen was usually followed by a filiation, indicating the personal name of an individual's father, and sometimes the name of the mother or other antecedents. Toward the end of the Roman Republic, this was followed by the name of a citizen's voting tribe. Lastly, these elements could be followed by additional surnames, or cognomen, which could be either personal or hereditary, or a combination of both.
The Roman grammarians came to regard the combination of praenomen, nomen, and cognomen as a defining characteristic of Roman citizenship, known as the tria nomina. However, although all three elements of the Roman name existed throughout most of Roman history, the concept of the tria nomina can be misleading, because not all of these names were required or used throughout the whole of Roman history. During the period of the Roman Republic, the praenomen and nomen represented the essential elements of the name; the cognomen first appeared among the Roman aristocracy at the inception of the Republic, but was not widely used among the Plebs, who made up the majority of the Roman people, until the second century BC. Even then, not all Roman citizens bore cognomina, and until the end of the Republic the cognomen was regarded as somewhat less than an official name. By contrast, in imperial times the cognomen became the principal distinguishing element of the Roman name, and although praenomina never completely vanished, the essential elements of the Roman name from the second century onward were the nomen and cognomen.
Naming conventions for women also varied from the classical concept of the tria nomina. Originally Roman women shared the binomial nomenclature of men; but over time the praenomen became less useful as a distinguishing element, and women's praenomina were gradually discarded, or replaced by informal names. By the end of the Republic, the majority of Roman women either did not have or did not use praenomina. Most women were called by their nomen alone, or by a combination of nomen and cognomen. Praenomina could still be given when necessary, and as with men's praenomina the practice survived well into imperial times, but the proliferation of personal cognomina eventually rendered women's praenomina obsolete.
In the later empire, members of the Roman aristocracy used several different schemes of assuming and inheriting nomina and cognomina, both to signify their rank, and to indicate their family and social connections. Some Romans came to be known by alternative names, or signa, and due to the lack of surviving epigraphic evidence, the full nomenclature of most Romans, even among the aristocracy, is seldom recorded.
Thus, although the three types of names referred to as the tria nomina existed throughout Roman history, the period during which the majority of citizens possessed exactly three names was relatively brief. Nevertheless, because most of the important individuals during the best-recorded periods of Roman history possessed all three names, the tria nomina remains the most familiar conception of the Roman name.
For a variety of reasons, the Roman nomenclature system broke down in the centuries following the collapse of imperial authority in the west. The praenomen had already become scarce in written sources during the fourth century, and by the fifth century it was retained only by the most conservative elements of the old Roman aristocracy, such as the Aurelii Symmachi. Over the course of the sixth century, as Roman institutions and social structures gradually fell away, the need to distinguish between nomina and cognomina likewise vanished. By the end of the seventh century, the people of Italy and western Europe had reverted to single names. But many of the names that had originated as part of the tria nomina were adapted to this usage, and survived into modern times.
The development of the nomen as the second element of the Italic name cannot be attributed to a specific period or culture. From the earliest period it was common to both the Indo-European speaking Italic peoples and the Etruscans. The historian Livy relates the adoption of Silvius as a nomen by the kings of Alba Longa in honour of their ancestor, Silvius.Livy, Ab Urbe Condita i. 3. As part of Rome's foundation myth, this statement cannot be regarded as historical fact, but it does indicate the antiquity of the period to which the Romans themselves ascribed the adoption of hereditary surnames.
In Latin, most nomina were formed by adding an adjectival suffix, usually -ius, to the stem of an existing word or name. Frequently this required a joining element, such as -e-, -id-, -il-, or -on-. Many common nomina arose as patronymic surnames; for instance, the nomen Marcius was derived from the praenomen Marcus, and originally signified Marci filius, "son of Marcus". In the same way, Sextius, Publilius, and Lucilius arose from the praenomina Sextus, Publius, and Lucius. This demonstrates that, much like later European surnames, the earliest nomina were not necessarily hereditary, but might be adopted and discarded at will, and changed from one generation to the next. The practice from which these patronymics arose also gave rise to the filiation, which in later times, once the nomen had become fixed, nearly always followed the nomen. Other nomina were derived from names that later came to be regarded as cognomina, such as Plancius from Plancus or Flavius from Flavus; or from place-names, such as Norbanus from Norba.
The binomial name consisting of praenomen and nomen eventually spread throughout Italy. Nomina from different languages and regions often have distinctive characteristics; Latin nomina tended to end in -ius, -us, -aius, -eius, -eus, or -aeus, while Oscan names frequently ended in -is or -iis; Umbrian names in -as, -anas, -enas, or -inas, and Etruscan names in -arna, -erna, -ena, -enna, -ina, or -inna. Oscan and Umbrian forms tend to be found in inscriptions; in Roman literature these names are often Latinized.
Many individuals added an additional surname, or cognomen, which helped to distinguish between members of larger families. Originally these were simply personal names, which might be derived from a person's physical features, personal qualities, occupation, place of origin, or even an object with which a person was associated. Some cognomina were derived from the circumstance of a person's adoption from one family into another, or were derived from foreign names, such as when a freedman received a Roman praenomen and nomen. Other cognomina commemorated important events associated with a person; a battle in which a man had fought (Regillensis), a town captured (Coriolanus); or a miraculous occurrence (Corvus). The late grammarians distinguished certain cognomina as Agnomen.
Although originally a personal name, the cognomen frequently became hereditary, especially in large families, or gens, in which they served to identify distinct branches, known as stirpes. Some Romans had more than one cognomen, and in aristocratic families it was not unheard of for individuals to have as many as three, of which some might be hereditary and some personal. These surnames were initially characteristic of patrician families, but over time cognomina were also acquired by the plebs. However, a number of distinguished plebeian gentes, such as the Antonia gens and the Maria gens, were never divided into different branches, and in these families cognomina were the exception rather than the rule.
Cognomina are known from the beginning of the Republic, but were long regarded as informal names, and omitted from most official records before the second century BC. Later inscriptions commemorating the early centuries of the Republic supply these missing surnames, although the authenticity of some of them has been disputed. Under the Empire, however, the cognomen acquired great importance, and the number of cognomina assumed by the Roman aristocracy multiplied exponentially.
Adding to the complexity of aristocratic names was the practice of combining the full nomenclature of both one's paternal and maternal ancestors, resulting in some individuals appearing to have two or more complete names. Duplicative or politically undesirable names might be omitted, while the order of names might be rearranged to emphasize those giving the bearer the greatest prestige.
Following the promulgation of the Constitutio Antoniniana in AD 212, granting Roman citizenship to all free men living within the Roman Empire, the praenomen and nomen lost much of their distinguishing function, as all of the newly enfranchised citizens shared the name of Marcus Aurelius. The praenomen and sometimes the nomen gradually disappeared from view, crowded out by other names indicating the bearer's rank and social connections. Surviving inscriptions from the fifth century rarely provide a citizen's full nomenclature.
In the final centuries of the Empire, the traditional nomenclature was sometimes replaced by alternate names, known as signa. In the course of the sixth century, as central authority collapsed and Roman institutions disappeared, the complex forms of Roman nomenclature were abandoned altogether, and the people of Italy and western Europe reverted to single names. Modern European nomenclature developed independently of the Roman model during the Middle Ages and the Renaissance. However, many modern names are derived from Roman originals.
Of course, there were many exceptions to these general practices. A son might be named in honour of one of his maternal relatives, thus bringing a new name into the gens.Sextus Pompeius Festus, epitome of Marcus Verrius Flaccus, De Verborum Significatu, s.v. "Numerius." Because some gentes made regular use of only three or four praenomina, new names might appear whenever a family had more than three or four sons. Furthermore, a number of the oldest and most influential patrician families made a habit of choosing unusual names; in particular the Fabia gens, Aemilia gens, Furia gens, Claudia gens, Cornelia gens, and Valeria gens all used praenomina that were uncommon amongst the patricians, or which had fallen out of general use. In the last two centuries of the Republic, and under the early Empire, it was fashionable for aristocratic families to revive older praenomina.
About three dozen Latin praenomina were in use at the beginning of the Republic, although only about eighteen were common. This number fell gradually, until by the first century AD, about a dozen praenomina remained in widespread use, with a handful of others used by particular families. The origin and use of praenomina was a matter of curiosity to the Romans themselves; in De Praenominibus, Probus discusses a number of older praenomina and their meanings. Most praenomina were regularly abbreviated, and rarely written in full. Other praenomina were used by the Oscan, Umbrian, and Etruscan-speaking peoples of Italy, and many of these also had regular abbreviations. (Lists of praenomina used by the various people of Italy, together with their usual abbreviations, can be found at praenomen.)
Roman men were usually known by their praenomina to members of their family and household, clientes and close friends; but outside of this circle, they might be called by their nomen, cognomen, or any combination of praenomen, nomen, and cognomen that was sufficient to distinguish them from other men with similar names. In the literature of the Republic, and on all formal occasions, such as when a Roman Senate was called upon to speak, it was customary to address a citizen by praenomen and nomen; or, if this were insufficient to distinguish him from other members of the gens, by praenomen and cognomen.
In imperial times, the praenomen became increasingly confused by the practices of the aristocracy. The Roman Emperor usually prefixed Imperator to their names as a praenomen, while at the same time retaining their own praenomina; but because most of the early emperors were legally adopted by their predecessors, and formally assumed new names, even these were subject to change. Several members of the Julio-Claudian dynasty exchanged their original praenomina for cognomina, or received cognomina in place of praenomina at birth. An emperor might emancipate or enfranchise large groups of people at once, all of whom would automatically receive the emperor's praenomen and nomen. Yet another common practice beginning in the first century AD was to give multiple sons the same praenomen, and distinguish them using different cognomina; by the second century this was becoming the rule, rather than the exception. Another confusing practice was the addition of the full nomenclature of maternal ancestors to the basic tria nomina, so that a man might appear to have two praenomina, one occurring in the middle of his name.
Under the weight of these practices and others, the utility of the praenomen to distinguish between men continued to decline, until only the force of tradition prevented its utter abandonment. Over the course of the third century, praenomina become increasingly scarce in written records, and from the fourth century onward their appearance becomes exceptional. The descendants of those who had been granted citizenship by the Constitutio Antoniniana seem to have dispensed with praenomina altogether, and by the end of the western empire, only the oldest Roman families continued to use them.
Like the nomen, cognomina could arise from any number of factors: personal characteristics, habits, occupations, places of origin, heroic exploits, and so forth. One class of cognomina consisted largely of archaic praenomina that were seldom used by the later Republic, although as cognomina these names persisted throughout Imperial times.George Davis Chase, "The Origin of Roman Praenomina", in Harvard Studies in Classical Philology, vol. VIII (1897). Many cognomina had unusual terminations for Latin names, ending in -a, -o, or -io, and their meanings were frequently obscure, even in antiquity; this seems to emphasize the manner in which many cognomina originally arose from nicknames. The -ius termination typical of Latin nomina was generally not used for cognomina until the fourth century AD, making it easier to distinguish between nomina and cognomina until the final centuries of the western empire.
Unlike the nomen, which was passed down unchanged from father to son, cognomina could appear and disappear almost at will. They were not normally chosen by the persons who bore them, but were earned or bestowed by others, which may account for the wide variety of unflattering names that were used as cognomina. Doubtless some cognomina were used ironically, while others continued in use largely because, whatever their origin, they were useful for distinguishing among individuals and between branches of large families. New cognomina were coined and came into fashion throughout Roman history.
Under the Empire, the number of cognomina increased dramatically. Where once only the most noble patrician houses used multiple surnames, Romans of all backgrounds and social standing might bear several cognomina. By the third century, this had become the norm amongst freeborn Roman citizens. The question of how to classify different cognomina led the grammarians of the fourth and fifth centuries to designate some of them as agnomina.
For most of the Republic, the usual manner of distinguishing individuals was through the binomial form of praenomen and nomen. But as the praenomen lost its value as a distinguishing name, and gradually faded into obscurity, its former role was assumed by the versatile cognomen, and the typical manner of identifying individuals came to be by nomen and cognomen; essentially one form of binomial nomenclature was replaced by another, over the course of several centuries. The very lack of regularity that allowed the cognomen to be used as either a personal or a hereditary surname became its strength in imperial times; as a hereditary surname, a cognomen could be used to identify an individual's connection with other noble families, either by descent, or later by association. Individual cognomina could also be used to distinguish between members of the same family; even as siblings came to share the same praenomen, they bore different cognomina, some from the paternal line, and others from their maternal ancestors.
Although the nomen was a required element of Roman nomenclature down to the end of the western empire, its usefulness as a distinguishing name declined throughout imperial times, as an increasingly large portion of the population bore nomina such as Flavius or Aurelius, which had been granted en masse to newly enfranchised citizens. As a result, by the third century the cognomen became the most important element of the Roman name, and frequently the only one that was useful for distinguishing between individuals. In the later empire, the proliferation of cognomina was such that the full nomenclature of most individuals was not recorded, and in many cases the only names surviving in extant records are cognomina.
By the sixth century, traditional Roman cognomina were frequently prefixed by a series of names with Christian religious significance. As Roman institutions vanished, and the distinction between nomen and cognomen ceased to have any practical importance, the complex system of cognomina that developed under the later empire faded away. The people of the western empire reverted to single names, which were indistinguishable from the cognomina that they replaced; many former praenomina and nomina also survived in this way.
Since the primary purpose of adoption was to preserve the name and status of the adopter, an adopted son would usually assume both the praenomen and nomen of his adoptive father, together with any hereditary cognomina, just as an eldest son would have done. However, adoption did not result in the complete abandonment of the adopted son's birth name. The son's original nomen (or occasionally cognomen) would become the basis of a new surname, formed by adding the derivative suffix -anus or -inus to the stem. Thus, when a son of Lucius Aemilius Paullus was adopted by Publius Cornelius Scipio, he became Publius Cornelius Scipio Aemilianus.
Filiations were normally written between the nomen and any cognomina, and abbreviated using the typical abbreviations for praenomina, followed by f. for filius or filia, and sometimes n. for nepos (grandson) or neptis (granddaughter). Thus, the inscription S. Postumius A. f. P. n. Albus Regillensis means "Spurius Postumius Albus Regillensis, of Aulus the son, of Publius the grandson". "Tiberius Aemilius Mamercinus, the son of Lucius and grandson of Mamercus" would be written Ti. Aemilius L. f. Mam. n. Mamercinus. The more formal the writing, the more generations might be included; a great-grandchild would be pron. or pronep. for pronepos or proneptis, a great-great-grandchild abn. or abnep. for abnepos or abneptis, and a great-great-great-grandchild adnepos or adneptis. However, these forms are rarely included as part of a name, except on the grandest of monumental inscriptions.James Chidester Egbert, Jr., Introduction to the Study of Latin Inscriptions (American Book Company, 1896).
The filiation sometimes included the name of the mother, in which case gnatus would follow the mother's name, instead of filius or filia. This is especially common in families of Etruscan origin. The names of married women were sometimes followed by the husband's name and uxor for "wife". N. Fabius Q. f. M. n. Furia gnatus Maximus means "Numerius Fabius Maximus, son of Quintus, grandson of Marcus, born of Furia", while Claudia L. Valeri uxor would be "Claudia, wife of Lucius Valerius".
Slaves and freedmen also possessed filiations, although in this case the person referred to is usually the slave's owner, rather than his or her father. The abbreviations here include s. for servus or serva and l. for libertus or liberta. A slave might have more than one owner, in which case the names could be given serially. In some cases the owner's nomen or cognomen was used instead of or in addition to the praenomen. The liberti of women sometimes used an inverted "C", signifying the feminine praenomen Gaia, here used generically to mean any woman; and there are a few examples of an inverted "M", although it is not clear whether this was used generically, or specifically for the feminine praenomen Marca or Marcia.
An example of the filiation of slaves and freedmen would be: Alexander Corneli L. s., "Alexander, slave of Lucius Cornelius", who upon his emancipation would probably become L. Cornelius L. l. Alexander, "Lucius Cornelius Alexander, freedman of Lucius"; it was customary for a freedman to take the praenomen of his former owner, if he did not already have one, and to use his original personal name as a cognomen. Another example might be Salvia Pompeia Cn. Ɔ. l., "Salvia Pompeia, freedwoman of Gnaeus (Pompeius) and Gaia"; here Gaia is used generically, irrespective of whether Pompeius' wife was actually named Gaia. A freedman of the emperor might have the filiation Aug. l., Augusti libertus.
Although filiation was common throughout the history of the Republic and well into imperial times, no law governed its use or inclusion in writing. It was used by custom and for convenience, but could be ignored or discarded, as it suited the needs of the writer.
The number of tribes varied over time; tradition ascribed the institution of thirty tribes to Servius Tullius, the sixth King of Rome, but ten of these were destroyed at the beginning of the Republic. Several tribes were added between 387 and 241 BC, as large swaths of Italy came under Roman control, bringing the total number of tribes to thirty-five; except for a brief experiment at the end of the Social War in 88 BC, this number remained fixed. The nature of the tribes was mainly geographic, rather than ethnic; inhabitants of Rome were, in theory, assigned to one of the four "urban" tribes, while the territory beyond the city was allocated to the "rural" or "rustic" tribes.
Geography was not the sole determining factor in one's tribus; at times efforts were made to assign freedmen to the four urban tribes, thus concentrating their votes and limiting their influence on the comitia tributa. Perhaps for similar reasons, when large numbers of provincials gained the franchise, certain rural tribes were preferred for their enrollment. Citizens did not normally change tribes when they moved from one region to another; but the Roman censor had the power to punish a citizen by expelling him from one of the rural tribes and assigning him to one of the urban tribes. In later periods, most citizens were enrolled in tribes without respect to geography.
Precisely when it became common to include the name of a citizen's tribus as part of his full nomenclature is uncertain. The name of the tribe normally follows the filiation and precedes any cognomina, suggesting that its addition preceded formal recognition of the cognomen—thus, no later than the second century BC. However, in both writing and inscriptions, the tribus is found with much less frequency than other parts of the name; so the custom of including it does not seem to have been deeply ingrained in Roman practice. As with the filiation, it was common to abbreviate the name of the tribe. For the names of the thirty-five tribes and their abbreviations, see Roman tribe.
For a variety of reasons, women's praenomina became neglected over the course of Roman history, and by the end of the Republic, most women did not have or did not use praenomina. They did not disappear entirely, nor were Roman women bereft of personal names; but for most of Roman history women were known chiefly by their nomina or cognomina. The first of these reasons is probably that the praenomen itself lost much of its original utility following the adoption of hereditary surnames; the number of praenomina commonly used by both men and women declined throughout Roman history. For men, who might hold public office or serve in the military, the praenomen remained an important part of the legal name. As Roman women played little role in public life, the factors that resulted in the continuation of men's praenomina did not exist for women.
Another factor was probably that the praenomen was not usually necessary to distinguish between women within the family. Because a Roman woman did not change her nomen when she married, her nomen alone was usually sufficient to distinguish her from every other member of the family. As Latin names had distinctive masculine and feminine forms, the nomen was sufficient to distinguish a daughter from both of her parents and all of her brothers. Thus, there was no need for a personal name unless there were multiple sisters in the same household.
When this occurred, praenomina could be and frequently were used to distinguish between sisters. However, it was also common to identify sisters using a variety of names, some of which could be used as either praenomina or cognomina. For example, if Publius Servilius had two daughters, they would typically be referred to as Servilia Major and Servilia Minor. If there were more daughters, the eldest might be called Servilia Prima or Servilia Maxima; younger daughters as Servilia Secunda, Tertia, Quarta, etc. All of these names could be used as praenomina, preceding the nomen, but common usage from the later Republic onward was to treat them as personal cognomina; when these names appear in either position, it is frequently impossible to determine whether they were intended as praenomina or cognomina.
Although women's praenomina were infrequently used in the later Republic, they continued to be used, when needed, into Roman Empire. Among the other peoples of Italy, women's praenomina continued to be used regularly until the populace was thoroughly Romanized. In the Etruscan culture, where women held a markedly higher social status than at Rome or in other ancient societies, inscriptions referring to women nearly always include praenomina.
Most Roman women were known by their nomina, with such distinction as described above for older and younger siblings. If further distinction were needed, she could be identified as a particular citizen's daughter or wife. For instance, Cicero refers to a woman as Annia P. Anni senatoris filia, which means "Annia, daughter of Publius Annius, the senator". However, toward the end of the Republic, as hereditary cognomina came to be regarded as proper names, a woman might be referred to by her cognomen instead, or by a combination of nomen and cognomen; the daughter of Lucius Caecilius Metellus was usually referred to as Caecilia Metella. Sometimes these cognomina were given diminutive forms, such as Agrippina from the masculine Agrippa, or Drusilla from Drusus.
In imperial times, other, less formal names were sometimes used to distinguish between women with similar names. Still later, Roman women, like men, adopted signa, or alternative names, in place of their Roman names. Finally, with the fall of the western empire in the fifth century, the last traces of the distinctive Italic nomenclature system began to disappear, and women too reverted to single names.
The Constitutio Antoniniana promulgated by Caracalla in AD 212 was perhaps the most far-reaching of many imperial decrees enfranchising large numbers of non-citizens living throughout the empire. It extended citizenship to all free inhabitants of the empire, all of whom thus received the name Marcus Aurelius, after the emperor's praenomen and nomen. The result was that vast numbers of individuals who had never possessed praenomina or nomina formally shared the same names. In turn, many of the "new Romans" promptly discarded their praenomina, and ignored their nomina except when required by formality. As a result, the cognomina adopted by these citizens, often including their original non-Latin names, became the most important part of their nomenclature.
In order to reflect an illustrious pedigree or other connections, the aristocracy expanded the binary nomenclature concept to include other nomina from an individual's paternal and maternal ancestry. There was no limit to the number of names which could be added in this way (known as polyonomy), and, for example, the consul of 169 AD, (usually called Q. Sosius Priscus) had thirty-eight names comprising fourteen sets of nomina reflecting a complex pedigree stretching back three generations.
The cognomen, as in Vespasian's family, then assumed the distinguishing function for individuals; where this happened, the cognomen replaced the praenomen in intimate address. The result was that two names remained in use for formal public address but instead of praenomen + nomen, it became nomen + cognomen.
Although praenomina were not adopted by the new citizens, reflecting the pre-existing decline amongst "old" Romans, in the west the new names were formulated on the same basis as the existing Roman practices. In the east, however, the new citizens formulated their names by placing "Aurelius" before versions of their non-Roman given name and a patronymic. Ultimately, the ubiquity of "Aurelius" meant that it could not function as a true distinguishing nomen, and became primarily just a badge of citizenship added to any name.
Two factors encouraged its frequent non-use. Firstly, the cognomen increasingly became the distinguishing name and general name of address. As a result, "New Romans" and, under their influence, "old Romans" too, either dropped the nomen from their name or, in some cases, treated the nomen as a praenomen.
Secondly, with the nomen becoming an increasingly fossilized formality, non-Italian families, even those who had acquired citizenship and a nomen prior to 212, began to ignore their nomen.Salway, p.135 When a nomen was required for official purposes they would simply put the default nomen of "Aurelius" in front of their name, rather than use their actual nomen.
Cognomen replaces praenomen
Edict of Caracalla
Traditional nomen replaced
See also
Notes
Bibliography
External links
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